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Alternative trading organizations
Results: 89

#	Item
61	Notice of Filing of Proposed Rule Change to Create an Exemption from Certain Reporting Obligations under the Equity Trade Reporting Rules for Certain Alternative Trading Systems Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-26 12:52:06 Financial system Economy of the United States Financial markets Financial Industry Regulatory Authority Securities Exchange Act Alternative Trading Systems Alternative display facility U.S. Securities and Exchange Commission ACT United States securities law Financial economics Self-regulatory organizations
62	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 4, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-07 08:55:06 Investment 73rd United States Congress United States Securities and Exchange Commission United States securities law Chicago Board Options Exchange Securities Exchange Act Securities regulation in the United States Option Alternative Trading Systems Financial economics Finance Financial markets
63	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 2, 2010 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 17:26:13 Finance NASDAQ Securities Exchange Act Order Philadelphia Stock Exchange Algorithmic trading Alternative Trading Systems Short Dark liquidity Financial markets Financial economics Investment
64	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-30 11:09:11 Financial markets Investment NYSE Euronext Self-regulatory organizations United States Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Alternative Trading Systems Financial economics United States securities law Financial system
65	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]November 15, 2013 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-18 10:54:19 Investment Order Securities Exchange Act International Securities Exchange Short Straddle Futures contract Algorithmic trading Alternative Trading Systems Financial economics Financial markets Finance
66	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BSE[removed]September 1, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-02 15:36:10 Securities Exchange Act United States Securities and Exchange Commission United States securities law U.S. Securities and Exchange Commission Finance Investment Alternative Trading Systems Financial economics Stock market 73rd United States Congress
67	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]May 10, 2012 Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-11 07:39:17 Finance Stock market Mathematical finance Securities Exchange Act United States Securities and Exchange Commission Market maker Algorithmic trading Alternative Trading Systems Order Financial markets Financial economics Investment
68	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 10, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Fee Schedule u Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-11 08:41:23 Finance 73rd United States Congress United States Securities and Exchange Commission Investment Securities Exchange Act U.S. Securities and Exchange Commission Order Alternative Trading Systems Securities and Exchange Commission Financial markets Financial economics United States securities law
69	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 07:57:50 Financial system Stock market Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Financial Industry Regulatory Authority Alternative Trading Systems Trade Reporting And Compliance Engine United States securities law Financial economics Investment
70	Rules Notice Technical UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-04 12:06:03 Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Finance United States securities law Securities Act Alternative Trading Systems Self-regulatory organizations Financial economics Financial system

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